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Gerald Dennis Pardo
GERALD DENNIS PARDO, Gerald Pardo
CRD#: 7033888
IA
B
MORGAN STANLEYCRD#: 149777 333 John Carlyle Street
Suite 650
Alexandria, VA 22314
Suite 650
Alexandria, VA 22314
0
Disclosures
5
Years of Experience
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State Registrations
B
Alabama 1/6/2020
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Nebraska 1/6/2020
B
Alaska 6/2/2021
B
Nevada 1/6/2020
B
Arizona 1/6/2020
B
New Hampshire 6/2/2021
B
Arkansas 6/2/2021
B
New Jersey 1/6/2020
B
California 1/6/2020
B
New Mexico 6/2/2021
B
Colorado 1/6/2020
B
New York 1/6/2020
B
Connecticut 5/12/2021
B
North Carolina 1/6/2020
B
Delaware 1/6/2020
B
Ohio 6/3/2021
B
District of Columbia 1/6/2020
B
Oklahoma 6/2/2021
B
Florida 1/6/2020
B
Oregon 6/2/2021
B
Georgia 1/6/2020
B
Pennsylvania 1/6/2020
B
Hawaii 6/2/2021
B
Rhode Island 5/12/2021
B
Idaho 6/2/2021
B
South Carolina 1/6/2020
B
Illinois 1/6/2020
B
South Dakota 6/2/2021
B
Indiana 6/2/2021
B
Tennessee 3/31/2021
B
Kansas 6/2/2021
B
Texas 1/6/2020
B
Kentucky 1/6/2020
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Texas 4/15/2020
B
Louisiana 6/2/2021
B
Utah 7/2/2020
B
Maine 6/2/2021
B
Vermont 6/2/2021
B
Maryland 1/6/2020
B
Virginia 12/5/2019
B
Massachusetts 1/6/2020
IA
Virginia 12/5/2019
B
Michigan 1/6/2020
B
Washington 1/6/2020
B
Minnesota 6/2/2021
B
West Virginia 6/2/2021
B
Missouri 6/2/2021
B
Wisconsin 1/6/2020
B
Montana 6/2/2021
B
Wyoming 6/2/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/5/2019
B
Registered with this firm since 12/5/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/09/2019 - 11/18/2019 | Arlington, VA | |
B | 05/24/2019 - 11/18/2019 | Arlington, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.