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Sadegh Farhadi
CRD#: 7033656
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
4809 Commons Way
Calabasas, CA 91302
Registration History
201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 4/13/2020

B
Colorado 9/14/2021

IA
California 4/13/2020

B
Washington 4/19/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 4809 Commons Way, Calabasas, CA 91302
CWM Retail, Sales 5837 Kanan Road, Agoura Hills, CA 91301
Registered with this firm since 4/13/2020

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 4809 Commons Way, Calabasas, CA 91302
CWM Retail, Sales 5837 Kanan Road, Agoura Hills, CA 91301
Registered with this firm since 4/13/2020

Previous Registration(s)
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IA
10/02/2019 - 04/01/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
B
09/16/2019 - 04/01/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
B
03/29/2019 - 06/25/2019 CITI PRIVATE ADVISORY, LLC (CRD#:153777) Beverly Hills, CA
B
03/29/2019 - 06/25/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.