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Detailed Report
Kelsey Oliver Sowers
Kelsey Lorraine Oliver
CRD#: 7033291
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 140 N Center St Suite 112
Statesville, NC 28677-5297
Registration History
201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2019 - Present (6 years)BEDWARD JONES (CRD# 250)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 11/3/2020
B
Michigan 3/21/2024
B
Arizona 7/29/2020
B
New York 1/3/2022
B
Colorado 12/12/2022
B
North Carolina 1/7/2019
B
Connecticut 1/23/2024
IA
North Carolina 1/9/2019
B
Florida 11/15/2021
B
Ohio 11/23/2021
B
Georgia 4/16/2020
B
Pennsylvania 1/3/2022
B
Illinois 3/19/2024
B
South Carolina 3/12/2019
B
Iowa 11/15/2021
B
Tennessee 11/15/2021
B
Maryland 7/27/2022
B
Virginia 11/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
140 N Center St Suite 112, Statesville, NC 28677-5297
Registered with this firm since 1/9/2019
B
EDWARD JONES (CRD#:250)
140 N Center St Suite 112, Statesville, NC 28677-5297
Registered with this firm since 12/13/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.