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JOSEPH PAUL STEINER
JOSEPH STEINER
CRD#: 7031851
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 90 S 7TH ST 10TH & 11TH FLS
[GE-RBO]
MINNEAPOLIS, MN 55402
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alaska 6/14/2021

B
Nebraska 1/2/2019

B
Arizona 1/2/2019

B
Nevada 1/2/2019

B
California 1/2/2019

B
New Jersey 4/18/2023

B
Colorado 1/2/2019

B
New York 1/2/2019

B
Florida 1/2/2019

B
North Carolina 1/2/2019

B
Hawaii 7/9/2020

B
Ohio 10/18/2022

B
Illinois 1/18/2024

B
Oregon 1/2/2019

B
Indiana 7/21/2020

B
Pennsylvania 1/2/2019

B
Iowa 10/13/2020

B
South Carolina 5/18/2023

B
Louisiana 12/2/2020

B
South Dakota 1/16/2025

B
Maryland 1/2/2019

B
Texas 4/14/2023

B
Massachusetts 12/5/2024

IA
Texas 4/14/2023

B
Michigan 8/17/2023

B
Utah 1/5/2024

B
Minnesota 12/17/2018

B
Virginia 1/2/2019

IA
Minnesota 12/17/2018

B
Washington 3/3/2020

B
Missouri 1/2/2019

B
Wisconsin 1/2/2019

B
Montana 1/2/2019

B
Wyoming 1/16/2025

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
90 S 7TH ST 10TH & 11TH FLS [GE-RBO], MINNEAPOLIS, MN 55402
Registered with this firm since 12/17/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
90 S 7TH ST 10TH & 11TH FLS [GE-RBO], MINNEAPOLIS, MN 55402
Registered with this firm since 11/19/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.