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Nicole Dunbar
NICOLE FORTENBERRY DUNBAR, NICOLE DUNBAR, NICOLE MONIQUE FORTENBERRY
CRD#: 7030463
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 601 POYDRAS ST
NEW ORLEANS, LA 70130
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arkansas 11/14/2022

B
Mississippi 11/14/2022

B
Delaware 9/16/2021

B
New Jersey 9/16/2021

B
District of Columbia 9/16/2021

B
New York 9/16/2021

B
Florida 9/16/2021

B
Oklahoma 11/14/2022

B
Illinois 2/22/2024

B
Pennsylvania 9/16/2021

B
Louisiana 11/30/2020

B
Texas 5/12/2021

IA
Louisiana 11/30/2020

IA
Texas 5/13/2021

B
Maryland 9/29/2020

B
Virginia 9/16/2021

IA
Maryland 9/29/2020

B
West Virginia 9/16/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
Registered with this firm since 9/29/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
Registered with this firm since 9/29/2020

Previous Registration(s)
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IA
03/14/2019 - 03/26/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) HARVEY, LA
B
01/07/2019 - 03/26/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) HARVEY, LA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.