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Stephen H. Scharosch III
STEPHEN HENRY SCHAROSCH III, STEPHEN SCHAROSCH, Stephen H Scharosch III, Stephen Scharosch III, Steve H Scharosch III…
CRD#: 7030169
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8555 15TH AVE. N.W.
SEATTLE, WA 98117
Registration History
201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)
License(s)

State Registrations

B
Alaska 7/19/2022

B
Michigan 9/22/2022

B
Arizona 7/19/2022

B
New York 7/19/2022

B
Arkansas 7/19/2022

B
Ohio 8/13/2024

B
California 7/19/2022

B
Oregon 9/26/2022

B
Colorado 7/19/2022

B
Pennsylvania 5/30/2023

B
Florida 9/26/2022

B
Texas 4/24/2023

B
Idaho 12/19/2023

IA
Texas 4/24/2023

B
Illinois 9/28/2022

B
Virginia 9/29/2022

B
Indiana 8/10/2022

B
Washington 12/27/2018

B
Massachusetts 1/3/2023

IA
Washington 6/3/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8555 15TH AVE. N.W., SEATTLE, WA 98117
Registered with this firm since 6/3/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8555 15TH AVE. N.W., SEATTLE, WA 98117
Registered with this firm since 12/14/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.