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Detailed Report
THOMAS C CONNELLY
THOMAS CONNELLY
CRD#: 7029133
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Investment Adviser
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Previous Broker
AE WEALTH MANAGEMENT, LLCCRD#: 282580 735 5th Ave W
Hendersonville, NC 28739
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2022 - Present (2 years)
License(s)

State Registrations

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North Carolina 4/26/2022
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Texas 10/21/2024
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South Carolina 4/26/2022
Current Registration(s)
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AE WEALTH MANAGEMENT, LLC (CRD#:282580)
735 5th Ave W, Hendersonville, NC 28739
211 Randall St, Greer, SC 29651
Registered with this firm since 4/26/2022
Previous Registration(s)
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 05/13/2019 - 03/31/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) COLUMBIA, SC
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 03/04/2019 - 03/31/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) COLUMBIA, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.