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Detailed Report
Ralph Wesley Mason
Ralph Mason, ralph Wesley mason
CRD#: 7028851
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 400 GEORGE ST
FL 2
FREDERICKSBURG, VA 22401
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 400 GEORGE ST
FL 2
FREDERICKSBURG, VA 22401
Registration History
2018201920202021202220232024202520262 FIRMS2021 - Present (4 years)BBB&T SECURITIES, LLC (CRD# 142785)2018 - 2021 (2 years)IABB&T SECURITIES, LLC (CRD# 142785)2019 - 2021 (1 year)
License(s)

State Registrations

B
Alabama 4/13/2021
B
Nebraska 4/13/2021
B
Alaska 4/13/2021
B
Nevada 4/13/2021
B
Arizona 4/13/2021
B
New Hampshire 4/13/2021
B
Arkansas 4/13/2021
B
New Jersey 4/13/2021
B
California 4/13/2021
B
New Mexico 4/13/2021
B
Colorado 4/13/2021
B
New York 4/13/2021
B
Connecticut 4/13/2021
B
North Carolina 4/13/2021
B
Delaware 4/13/2021
B
North Dakota 4/13/2021
B
District of Columbia 4/13/2021
B
Ohio 4/13/2021
B
Florida 4/13/2021
B
Oklahoma 4/13/2021
B
Georgia 4/13/2021
B
Oregon 4/13/2021
B
Hawaii 4/13/2021
B
Pennsylvania 4/13/2021
B
Idaho 4/13/2021
B
Puerto Rico 4/13/2021
B
Illinois 4/13/2021
B
Rhode Island 4/13/2021
B
Indiana 4/13/2021
B
South Carolina 4/13/2021
B
Iowa 4/13/2021
B
South Dakota 4/13/2021
B
Kansas 4/13/2021
B
Tennessee 4/13/2021
B
Kentucky 4/13/2021
B
Texas 4/13/2021
B
Louisiana 4/13/2021
B
Utah 4/13/2021
B
Maine 4/13/2021
B
Vermont 4/13/2021
B
Maryland 4/13/2021
B
Virgin Islands 4/13/2021
B
Massachusetts 4/13/2021
B
Virginia 2/17/2021
B
Michigan 4/13/2021
IA
Virginia 3/2/2021
B
Minnesota 4/13/2021
B
Washington 4/13/2021
B
Mississippi 4/13/2021
B
West Virginia 4/13/2021
B
Missouri 4/13/2021
B
Wisconsin 4/13/2021
B
Montana 4/13/2021
B
Wyoming 4/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
400 GEORGE ST FL 2, FREDERICKSBURG, VA 22401
Registered with this firm since 3/2/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
400 GEORGE ST FL 2, FREDERICKSBURG, VA 22401
FREDERICKSBURG, VA
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 07/16/2019 - 03/02/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 12/21/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.