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Gustavo Reis Ventura
Gustavo Ventura
CRD#: 7028571
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1000 S FEDERAL HWY
DEERFIELD BEACH, FL 33441
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
7/1/2016
Financial
Final
License(s)

State Registrations

B
Alabama 5/9/2019

B
New Hampshire 12/17/2021

B
Connecticut 5/8/2019

B
New Jersey 5/9/2019

B
Florida 3/20/2019

B
New York 5/8/2019

IA
Florida 3/20/2019

B
North Carolina 10/3/2023

B
Georgia 7/2/2019

B
Pennsylvania 5/9/2019

B
Indiana 4/8/2024

B
Texas 5/9/2019

B
Maine 2/14/2022

IA
Texas 5/20/2019

B
Massachusetts 5/9/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1000 S FEDERAL HWY, DEERFIELD BEACH, FL 33441
Registered with this firm since 3/20/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1000 S FEDERAL HWY, DEERFIELD BEACH, FL 33441
Registered with this firm since 2/14/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.