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RODNEY TATE HUMPHREYS
RODNEY HUMPHREYS, Rodney Tate Humphreys Jr, Rodney Tate Humphreys
CRD#: 7028550
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 LYNNWOOD, WA
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Alabama 1/12/2022

B
Nevada 1/12/2022

B
Alaska 1/12/2022

B
New Hampshire 1/12/2022

B
Arizona 1/12/2022

B
New Jersey 1/12/2022

B
Arkansas 1/12/2022

B
New Mexico 1/12/2022

B
California 1/12/2022

B
New York 1/12/2022

B
Colorado 1/12/2022

B
North Carolina 1/12/2022

B
Connecticut 1/12/2022

B
North Dakota 1/12/2022

B
Delaware 1/12/2022

B
Ohio 1/13/2022

B
District of Columbia 1/12/2022

B
Oklahoma 1/12/2022

B
Florida 1/12/2022

B
Oregon 1/12/2022

B
Georgia 1/12/2022

B
Pennsylvania 1/12/2022

B
Hawaii 1/12/2022

B
Puerto Rico 1/12/2022

B
Idaho 1/12/2022

B
Rhode Island 1/12/2022

B
Illinois 1/12/2022

B
South Carolina 1/12/2022

B
Indiana 1/12/2022

B
South Dakota 1/12/2022

B
Iowa 1/12/2022

B
Tennessee 1/12/2022

B
Kansas 1/12/2022

B
Texas 1/6/2022

B
Kentucky 1/12/2022

IA
Texas 1/11/2024

B
Louisiana 1/12/2022

B
Utah 1/12/2022

B
Maine 1/12/2022

B
Vermont 1/12/2022

B
Maryland 1/12/2022

B
Virgin Islands 1/12/2022

B
Massachusetts 1/12/2022

B
Virginia 1/12/2022

B
Michigan 1/12/2022

B
Washington 1/6/2022

B
Minnesota 1/12/2022

IA
Washington 2/22/2022

B
Mississippi 1/12/2022

B
West Virginia 1/12/2022

B
Missouri 1/12/2022

B
Wisconsin 1/12/2022

B
Montana 1/12/2022

B
Wyoming 1/12/2022

B
Nebraska 1/12/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 2/22/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
LYNNWOOD, WA
Registered with this firm since 1/6/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/21/2021 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LYNNWOOD, WA
B
08/12/2021 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LYNNWOOD, WA
IA
02/12/2019 - 06/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WOODINVILLE, WA
B
01/08/2019 - 06/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WOODINVILLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.