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Detailed Report
Allison Beth Ross
Allison Ross
CRD#: 7028454
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 194 WOOD AVE S
ISELIN, NJ 08830
Registration History
201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 10/27/2022
B
Nevada 10/27/2022
B
Alaska 10/27/2022
B
New Hampshire 10/27/2022
B
Arizona 10/27/2022
B
New Jersey 3/19/2019
B
Arkansas 10/27/2022
IA
New Jersey 11/22/2022
B
California 10/27/2022
B
New Mexico 10/27/2022
B
Colorado 10/27/2022
B
New York 3/19/2019
B
Connecticut 10/27/2022
B
North Carolina 10/27/2022
B
Delaware 3/19/2019
B
North Dakota 10/27/2022
B
District of Columbia 3/19/2019
B
Ohio 3/19/2019
B
Florida 3/19/2019
B
Oklahoma 10/27/2022
B
Georgia 10/27/2022
B
Oregon 10/27/2022
B
Hawaii 10/27/2022
B
Pennsylvania 1/14/2019
B
Idaho 10/27/2022
IA
Pennsylvania 1/14/2019
B
Illinois 10/27/2022
B
Puerto Rico 10/27/2022
B
Indiana 10/27/2022
B
Rhode Island 10/27/2022
B
Iowa 10/27/2022
B
South Carolina 10/27/2022
B
Kansas 10/27/2022
B
South Dakota 10/27/2022
B
Kentucky 10/27/2022
B
Tennessee 10/27/2022
B
Louisiana 10/27/2022
B
Texas 3/19/2019
B
Maine 10/27/2022
IA
Texas 4/1/2019
B
Maryland 3/19/2019
B
Utah 10/27/2022
B
Massachusetts 10/27/2022
B
Vermont 10/27/2022
B
Michigan 10/27/2022
B
Virgin Islands 10/27/2022
B
Minnesota 10/27/2022
B
Virginia 10/27/2022
B
Mississippi 10/27/2022
B
Washington 10/27/2022
B
Missouri 10/27/2022
B
West Virginia 3/19/2019
B
Montana 10/27/2022
B
Wisconsin 10/27/2022
B
Nebraska 10/27/2022
B
Wyoming 10/27/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
194 WOOD AVE S, ISELIN, NJ 08830
Bethlehem, PA
Registered with this firm since 1/14/2019
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
194 WOOD AVE S, ISELIN, NJ 08830
Bethlehem, PA
Registered with this firm since 12/11/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.