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Lay S Hagan
Lay Sandarwin Hagan, Lay Hagan, Ma Lay Sandar Win
CRD#: 7028245
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Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2805 MARCONI AVE
SACRAMENTO, CA 95821
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2021 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2021 (2 years)
License(s)

State Registrations

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Arizona 9/13/2024

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Oregon 9/13/2024

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California 9/6/2022

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Texas 9/13/2024

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California 9/6/2022

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Texas 9/13/2024

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Florida 9/13/2024

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Washington 9/13/2024

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Nevada 9/13/2024

SRO Registrations

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Cboe BYX Exchange, Inc.

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Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2805 MARCONI AVE, SACRAMENTO, CA 95821
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/6/2022

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2805 MARCONI AVE, SACRAMENTO, CA 95821
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/6/2022

Previous Registration(s)
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01/18/2019 - 07/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BROOKLYN CENTER, MN
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12/17/2018 - 07/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST SAINT PAUL, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.