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Detailed Report
Heather Louise Rivers
Heather Louise Olson, Heather Rivers
CRD#: 7027963
IA
Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1698 Greenview Dr SW
Rochester, MN 55902
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5200 Members Pkwy. NW
Rochester, MN 55901
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

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Idaho 6/3/2024
IA
Texas 10/13/2023
B
Minnesota 8/16/2022
B
Washington 11/5/2024
IA
Minnesota 8/16/2022
B
Wisconsin 7/24/2023
B
North Carolina 9/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1698 Greenview Dr SW, Rochester, MN 55902
Registered with this firm since 8/16/2022
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5200 Members Pkwy. NW, Rochester, MN 55901
4638 Maine Ave SE, Rochester, MN 55904
Registered with this firm since 8/16/2022
Previous Registration(s)
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 06/26/2019 - 08/17/2022 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) ROCHESTER, MN
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 05/14/2019 - 08/17/2022 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) ROCHESTER, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.