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PAULINE ANN SCHWARTZ
PAULINE SCHWARTZ
CRD#: 7027951
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 88 FROEHLICH FARM BLVD
WOODBURY, NY 11797
Registration History
201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2019 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 10/8/2019

IA
New Jersey 1/11/2019

B
California 1/31/2019

B
New Jersey 1/31/2019

B
Colorado 9/14/2020

B
New York 1/11/2019

B
Connecticut 1/31/2019

IA
New York 7/27/2021

B
Florida 1/31/2019

B
Ohio 2/14/2020

B
Georgia 1/21/2022

B
Pennsylvania 3/21/2019

B
Maryland 3/25/2019

B
Virginia 6/20/2019

B
Massachusetts 4/12/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 1/11/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 12/14/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.