• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Isaac Damien Cowen
Isaac Cowen
CRD#: 7027120
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3150 Crow Canyon Road
San Ramon, CA 94583-1332
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2020 - 2022 (1 year)
Disclosure(s)
View By:
6/18/2012
Judgment / Lien
License(s)

State Registrations

B
California 5/13/2022

IA
California 5/13/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3150 Crow Canyon Road, San Ramon, CA 94583-1332
Registered with this firm since 5/13/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3150 Crow Canyon Road, San Ramon, CA 94583-1332
Registered with this firm since 4/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/29/2020 - 04/20/2022 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.