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Katherine Manahan
Katherine Fain Manahan, Katie Manahan
CRD#: 7026927
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 641 E. LAKE STREET
SUITE 230
WAYZATA, MN 55391-1773
Registration History
20192020202120222023202420252 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 6/1/2022

B
Mississippi 1/8/2024

B
Arkansas 6/1/2022

B
Missouri 6/1/2022

B
California 6/1/2022

B
Montana 1/8/2024

B
Colorado 6/1/2022

B
Nebraska 6/1/2022

B
Delaware 6/1/2022

B
Nevada 6/1/2022

B
District of Columbia 6/1/2022

B
New Jersey 6/1/2022

B
Florida 6/1/2022

B
North Carolina 6/1/2022

B
Georgia 10/25/2024

B
Ohio 6/1/2022

B
Idaho 6/1/2022

B
Oklahoma 6/1/2022

B
Illinois 6/1/2022

B
Oregon 6/1/2022

B
Indiana 1/8/2024

B
Pennsylvania 6/1/2022

B
Iowa 1/8/2024

B
South Carolina 10/15/2024

B
Kansas 1/8/2024

B
South Dakota 6/1/2022

B
Kentucky 1/8/2024

B
Texas 6/1/2022

B
Maryland 6/1/2022

IA
Texas 6/1/2022

B
Massachusetts 6/1/2022

B
Virginia 6/1/2022

B
Michigan 6/1/2022

B
Washington 6/1/2022

B
Minnesota 3/23/2022

B
Wisconsin 6/1/2022

IA
Minnesota 3/23/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
641 E. LAKE STREET SUITE 230, WAYZATA, MN 55391-1773
Registered with this firm since 3/23/2022

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
641 E. LAKE STREET SUITE 230, WAYZATA, MN 55391-1773
Registered with this firm since 3/23/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/24/2021 - 03/22/2022 BOULAY FINANCIAL ADVISORS, LLC (CRD#:111334) MINNEAPOLIS, MN
B
12/10/2021 - 03/14/2022 VALMARK SECURITIES, INC. (CRD#:31243) EDEN PRAIRIE, MN
IA
05/21/2019 - 08/30/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
03/04/2019 - 08/30/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.