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Detailed Report
DAVID HOWARD SIEGEL
DAVID HVOWARD SIEGEL
CRD#: 702395
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 1 PRIMERICA PARKWAY
DULUTH, GA 30099
Registration History
1980198519901995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2012 - Present (13 years)BPFS INVESTMENTS INC. (CRD# 10111)1995 - Present (29 years)BPFS DISTRIBUTORS, INC. (CRD# 19253)1998 - 2005 (7 years)BMITCHELL HUTCHINS ASSET MANAGE... (CRD# 583)1989 - 1995 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1985 - 1994 (9 years)BBALCOR SECURITIES COMPANY (CRD# 6539)1984 - 1985 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 1984 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1979 - 1982 (2 years)
Disclosure(s)
View By:
12/15/1981
Customer Dispute
Settled
License(s)

State Registrations

B
Georgia 12/11/1995
IA
Georgia 3/13/2012

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099
Registered with this firm since 3/13/2012
B
PFS INVESTMENTS INC. (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099
Registered with this firm since 12/5/1995
Previous Registration(s)
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B
 06/24/1998 - 12/06/2005 PFS DISTRIBUTORS, INC. (CRD#:19253) DULUTH, GA
B
 10/24/1989 - 08/17/1995 MITCHELL HUTCHINS ASSET MANAGEMENT INC. (CRD#:583) NEW YORK, NY
B
 03/23/1985 - 08/08/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 11/20/1984 - 02/19/1985 BALCOR SECURITIES COMPANY (CRD#:6539)
B
 02/08/1983 - 11/21/1984 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
 12/21/1979 - 03/25/1982 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.