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Erica Nichole Croomes
Erica Nichole Malone, Erica Nichole Martin-Coley
CRD#: 7023249
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 106 E WASHINGTON AVE
ATHENS, TN 37303
ATHENS, TN 37303
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
Alabama 8/27/2021
IA
Georgia 11/13/2020
B
Arkansas 6/29/2021
B
North Carolina 1/25/2023
IA
Arkansas 7/1/2021
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North Carolina 2/1/2023
B
Florida 10/26/2021
B
Tennessee 2/18/2020
IA
Florida 11/2/2021
IA
Tennessee 8/13/2020
B
Georgia 11/11/2020
B
Virginia 5/30/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/13/2020
B
Registered with this firm since 2/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/13/2018 - 02/26/2020 | CLEVELAND, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.