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Detailed Report
Isaac Francisco Montano
CRD#: 7021841
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2730 EAST CAMELBACK RD
STE 250
PHOENIX, AZ 85016
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3131 E CAMELBACK ROAD
SUITE 100
PHOENIX, AZ 85016
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2018 - 2023 (4 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2019 - 2023 (4 years)
License(s)

State Registrations

B
Arizona 8/10/2023
B
New Mexico 8/10/2023
IA
Arizona 8/10/2023
B
New York 8/10/2023
B
California 8/10/2023
B
Pennsylvania 8/10/2023
B
Florida 5/14/2024
B
Texas 8/10/2023
B
Illinois 10/2/2023
IA
Texas 8/10/2023
B
Montana 8/10/2023
B
Virginia 8/10/2023
B
Nebraska 11/14/2023
B
Washington 8/10/2023
B
Nevada 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3131 E CAMELBACK ROAD SUITE 100, PHOENIX, AZ 85016
Scottsdale, AZ
Registered with this firm since 8/10/2023
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2730 EAST CAMELBACK RD STE 250, PHOENIX, AZ 85016
Registered with this firm since 8/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/09/2019 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Phoenix, AZ
B
 11/27/2018 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Phoenix, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.