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Detailed Report
LYNNETTE WORSTELL
LYNNETTE ELAINE WORSTELL
CRD#: 7015664
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6515 LONGSHORE LOOP
STE 200
DUBLIN, OH 43017
Registration History
201920202021202220232024202520262 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2020 - 2021 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2020 (1 year)
License(s)

State Registrations

B
Arizona 4/13/2022
B
New Hampshire 4/9/2024
B
Arkansas 4/9/2024
B
New Jersey 11/27/2024
B
California 3/27/2024
B
New York 10/31/2022
B
Colorado 4/13/2022
B
North Carolina 4/13/2022
B
Delaware 4/9/2024
B
Ohio 4/13/2022
B
Florida 4/13/2022
IA
Ohio 4/14/2022
B
Georgia 4/13/2022
B
Oregon 4/9/2024
B
Hawaii 4/9/2024
B
Pennsylvania 4/13/2022
B
Illinois 4/13/2022
B
South Carolina 4/13/2022
B
Indiana 4/13/2022
B
South Dakota 4/9/2024
B
Kentucky 4/13/2022
B
Tennessee 4/13/2022
B
Louisiana 4/9/2024
B
Texas 4/12/2022
B
Maryland 4/13/2022
IA
Texas 4/12/2022
B
Massachusetts 4/9/2024
B
Utah 4/9/2024
B
Michigan 4/9/2024
B
Virginia 4/9/2024
B
Montana 4/9/2024
B
West Virginia 4/9/2024
B
Nevada 4/9/2024
B
Wisconsin 4/13/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6515 LONGSHORE LOOP STE 200, DUBLIN, OH 43017
Registered with this firm since 4/12/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6515 LONGSHORE LOOP STE 200, DUBLIN, OH 43017
Registered with this firm since 4/12/2022
Previous Registration(s)
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IA
 06/28/2021 - 10/04/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
B
 06/09/2021 - 10/04/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
B
 05/28/2020 - 05/12/2021 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
B
 01/09/2019 - 06/05/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) WESTERVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.