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Detailed Report
Chris J. Cacciarelli
CHRISTOPHER J CACCIARELLI, Chris Cacciarelli, Christopher Cacciarelli
CRD#: 7015387
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 101 N Kirkwood Rd
Kirkwood, MO 63122
Registration History
2018201920202021202220232024202520262 FIRMS2020 - 2023 (2 years)2 FIRMS2023 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2018 - 2020 (1 year)IAMORGAN STANLEY (CRD# 149777)2019 - 2020 (1 year)
License(s)

State Registrations

B
Alaska 12/5/2023
B
Nevada 12/3/2024
B
Florida 2/2/2023
B
New York 2/2/2023
B
Illinois 2/2/2023
B
North Carolina 1/14/2023
B
Kansas 1/14/2023
B
Oregon 2/20/2024
B
Kentucky 4/10/2023
B
Pennsylvania 2/2/2023
B
Louisiana 7/25/2023
B
Tennessee 10/24/2023
IA
Missouri 1/12/2023
IA
Texas 1/12/2023
B
Missouri 1/14/2023
B
Texas 1/14/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
101 N Kirkwood Rd, Kirkwood, MO 63122
3625 Page Blvd, St. Louis, MO 63113
Registered with this firm since 1/12/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
101 N Kirkwood Rd, Kirkwood, MO 63122
3625 Page Blvd, St. Louis, MO 63113
Registered with this firm since 1/12/2023
Previous Registration(s)
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 08/28/2020 - 01/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
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 08/28/2020 - 01/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
IA
 01/01/2019 - 03/19/2020 MORGAN STANLEY (CRD#:149777) CHESTERFIELD, MO
B
 11/30/2018 - 03/19/2020 MORGAN STANLEY (CRD#:149777) CHESTERFIELD, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.