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Brenton L Emmons
CRD#: 7014789
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Loveland, CO
Registration History
20202021202220232024202520262 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2020 - 2024 (3 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2020 - 2023 (3 years)IATD AMERITRADE, INC. (CRD# 7870)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 1/26/2022

B
Montana 1/26/2022

B
Alaska 2/8/2022

B
Nebraska 2/4/2022

B
Arizona 1/26/2022

B
Nevada 5/7/2024

B
Arkansas 1/26/2022

B
New Hampshire 1/26/2022

B
California 1/26/2022

B
New Jersey 1/26/2022

B
Colorado 1/26/2022

B
New Mexico 1/26/2022

IA
Colorado 1/26/2022

B
New York 1/26/2022

B
Connecticut 1/26/2022

B
North Carolina 5/11/2024

B
Delaware 1/26/2022

B
North Dakota 1/26/2022

B
District of Columbia 1/26/2022

B
Ohio 1/26/2022

B
Florida 1/26/2022

B
Oklahoma 1/26/2022

B
Georgia 1/26/2022

B
Oregon 2/2/2022

B
Hawaii 1/26/2022

B
Pennsylvania 2/28/2022

B
Idaho 1/26/2022

B
Puerto Rico 1/26/2022

B
Illinois 1/26/2022

B
Rhode Island 1/26/2022

B
Indiana 2/9/2022

B
South Carolina 1/26/2022

B
Iowa 1/26/2022

B
South Dakota 1/26/2022

B
Kansas 1/26/2022

B
Tennessee 1/26/2022

B
Kentucky 1/26/2022

B
Texas 1/26/2022

B
Louisiana 1/26/2022

B
Utah 1/31/2022

B
Maine 1/26/2022

B
Vermont 1/26/2022

B
Maryland 1/26/2022

B
Virgin Islands 1/26/2022

B
Massachusetts 2/28/2022

B
Virginia 2/23/2022

B
Michigan 1/26/2022

B
Washington 1/26/2022

B
Minnesota 1/26/2022

B
West Virginia 3/10/2022

B
Mississippi 1/26/2022

B
Wisconsin 1/26/2022

B
Missouri 1/26/2022

B
Wyoming 1/26/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Loveland, CO
Registered with this firm since 1/26/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Loveland, CO
Registered with this firm since 1/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/12/2020 - 05/11/2024 TD AMERITRADE, INC. (CRD#:7870) Westlake, TX
IA
09/03/2020 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Westlake, TX
IA
09/03/2020 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.