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John Benedict Brazier
CRD#: 7014571
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 517 Monroe Street
Sheboygan Falls, WI 53085
Sheboygan Falls, WI 53085
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1160 Fond Du Lac Ave
Sheboygen Falls, WI 53085
Sheboygen Falls, WI 53085
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Disclosures
5
Years of Experience
View By:
State Registrations
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Alaska 8/16/2024
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Missouri 8/16/2024
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Arizona 8/16/2024
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New Jersey 8/16/2024
B
Arkansas 8/16/2024
B
New Mexico 8/16/2024
B
California 8/16/2024
B
New York 8/16/2024
B
Colorado 8/16/2024
B
North Carolina 8/20/2024
B
Connecticut 8/16/2024
B
Ohio 8/16/2024
B
Florida 8/16/2024
B
Oklahoma 8/16/2024
B
Georgia 8/16/2024
B
Oregon 8/16/2024
B
Illinois 8/16/2024
B
Pennsylvania 8/16/2024
B
Indiana 8/16/2024
B
South Carolina 8/16/2024
B
Iowa 8/16/2024
B
South Dakota 8/16/2024
B
Kansas 8/16/2024
B
Texas 8/16/2024
B
Maine 8/16/2024
B
Utah 8/16/2024
B
Massachusetts 8/16/2024
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Washington 8/16/2024
B
Michigan 8/16/2024
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Wisconsin 8/25/2022
B
Minnesota 8/16/2024
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Wisconsin 8/16/2024
SRO Registrations
B
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IA
Registered with this firm since 8/25/2022
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Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/23/2022 - 08/16/2024 | SHEBOYGAN FALLS, WI | |
IA | 09/04/2019 - 08/26/2022 | Sheboygan Falls, WI | |
B | 04/12/2019 - 08/26/2022 | Sheboygan Falls, WI |
Sheboygan Falls, WI
09/04/2019 - 08/26/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.