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Anna Balison Wessell
CRD#: 7014076
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 404 NORTH 31ST STREET
STE 300
BILLINGS, MT 59101-1211
Registration History
2020202120222023202420252026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2021 - Present (3 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2020 - Present (4 years)
License(s)

State Registrations

B
Alaska 7/13/2021

IA
Montana 7/7/2021

B
Arizona 7/13/2021

B
Nebraska 7/13/2021

B
Arkansas 7/13/2021

B
Nevada 7/13/2021

B
California 7/13/2021

B
New Hampshire 7/13/2021

B
Colorado 7/13/2021

B
New Mexico 7/13/2021

B
Connecticut 7/13/2021

B
New York 7/13/2021

B
Florida 7/13/2021

IA
New York 7/13/2021

B
Georgia 7/13/2021

B
North Carolina 7/13/2021

B
Hawaii 7/13/2021

B
North Dakota 7/13/2021

B
Idaho 7/13/2021

B
Oklahoma 7/13/2021

B
Illinois 7/13/2021

B
Oregon 7/13/2021

B
Indiana 7/13/2021

B
Pennsylvania 7/13/2021

B
Iowa 7/13/2021

B
South Carolina 7/13/2021

B
Kansas 7/13/2021

B
South Dakota 7/13/2021

B
Kentucky 7/13/2021

B
Texas 7/13/2021

B
Maine 7/13/2021

IA
Texas 7/13/2021

B
Maryland 7/13/2021

B
Utah 7/13/2021

B
Massachusetts 7/13/2021

B
Virginia 7/13/2021

B
Michigan 7/13/2021

B
Washington 7/13/2021

B
Minnesota 7/13/2021

B
Wisconsin 7/13/2021

B
Missouri 7/13/2021

B
Wyoming 7/13/2021

B
Montana 7/6/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
404 NORTH 31ST STREET STE 300, BILLINGS, MT 59101-1211
Registered with this firm since 7/7/2021

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
404 NORTH 31ST STREET STE 300, BILLINGS, MT 59101-1211
Registered with this firm since 12/18/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.