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Detailed Report
Rachel M Wangen-Hoch
Rachel Marie Wangen, Rachel Marie Wangen-Hoch
CRD#: 7014034
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 760 S BURLINGTON BLVD
BURLINGTON, WA 98233
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 12/1/2021
B
Minnesota 2/19/2019
B
Arkansas 11/29/2021
B
Missouri 8/26/2020
B
California 12/26/2019
B
Montana 7/26/2019
B
Colorado 9/2/2021
B
Oregon 10/13/2020
B
Florida 10/4/2019
B
Texas 9/10/2019
B
Idaho 1/29/2020
IA
Texas 9/11/2019
B
Kentucky 3/21/2023
B
Vermont 1/14/2022
B
Maryland 9/17/2020
B
Washington 12/4/2018
B
Michigan 12/1/2021
IA
Washington 12/4/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
760 S BURLINGTON BLVD, BURLINGTON, WA 98233
Registered with this firm since 12/4/2018
B
EDWARD JONES (CRD#:250)
760 S BURLINGTON BLVD, BURLINGTON, WA 98233
Registered with this firm since 11/7/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.