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Erwin Reguindin
Erwin Posadas Reguindin
CRD#: 7012356
IA
B
EDWARD JONESCRD#: 250 3519 56TH ST NW SUITE 220
GIG HARBOR, WA 98335
GIG HARBOR, WA 98335
0
Disclosures
6
Years of Experience
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State Registrations
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California 5/28/2024
B
North Carolina 8/27/2024
B
Florida 5/28/2024
B
Washington 3/11/2024
B
Georgia 5/28/2024
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Washington 3/19/2024
SRO Registrations
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Registered with this firm since 3/19/2024
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Registered with this firm since 1/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/2022 - 01/12/2024 | TACOMA, WA | |
B | 07/28/2020 - 12/31/2021 | Tacoma, WA | |
B | 07/05/2019 - 07/27/2020 | Tacoma, WA | |
B | 10/01/2018 - 05/01/2019 | UNIVERSITY PLACE, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.