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Detailed Report
Jay Friedt
Jay A Friedt
CRD#: 7011010
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 225 EAST BROADWAY
HALLOCK, MN 56728
CETERA ADVISOR NETWORKS LLCCRD#: 13572 225 East Broadway
Hallock, MN 56728
Registration History
2018201920202021202220232024202520262 FIRMS2022 - 2025 (3 years)2 FIRMS2025 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2021 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2019 - 2021 (2 years)
License(s)

State Registrations

B
Minnesota 2/20/2025
B
North Dakota 2/20/2025
IA
Minnesota 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
225 EAST BROADWAY, HALLOCK, MN 56728
Registered with this firm since 2/20/2025
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
225 East Broadway, Hallock, MN 56728
Registered with this firm since 2/20/2025
Previous Registration(s)
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IA
 01/03/2022 - 02/20/2025 CONCOURSE FINANCIAL GROUP ADVISORS (CRD#:15708) Hallock, MN
B
 01/03/2022 - 02/20/2025 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) Hallock, MN
IA
 01/25/2019 - 12/08/2021 LPL FINANCIAL LLC (CRD#:6413) HALLOCK, MN
B
 12/19/2018 - 12/08/2021 LPL FINANCIAL LLC (CRD#:6413) HALLOCK, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.