Individual Firm
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Jose Luis Ledesma
Jose Ledesma
CRD#: 7009994
IA
B
EDWARD JONESCRD#: 250 2417 Meridian St
Suite 104
BELLINGHAM, WA 98225
Suite 104
BELLINGHAM, WA 98225
0
Disclosures
6
Years of Experience
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State Registrations
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Alaska 4/5/2024
B
Massachusetts 1/17/2025
B
Arizona 3/8/2024
B
Michigan 3/8/2024
B
Arkansas 3/8/2024
B
Missouri 9/4/2024
B
California 5/22/2020
B
New Jersey 10/18/2021
B
Colorado 11/10/2020
B
North Carolina 1/11/2023
B
Delaware 3/8/2024
B
Oregon 11/10/2020
B
Florida 3/8/2024
B
Pennsylvania 3/7/2022
B
Georgia 3/8/2024
B
South Dakota 9/9/2024
B
Hawaii 11/10/2020
B
Tennessee 1/19/2023
B
Idaho 3/8/2024
B
Texas 4/3/2020
B
Indiana 3/8/2024
IA
Texas 4/3/2020
B
Iowa 3/8/2024
B
Utah 3/8/2024
B
Kentucky 3/8/2024
B
Washington 4/3/2020
B
Louisiana 11/7/2023
IA
Washington 4/3/2020
B
Maine 12/22/2021
SRO Registrations
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B
B
B
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IA
Registered with this firm since 4/3/2020
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Registered with this firm since 4/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2020 - 04/08/2020 | BELLEVUE, WA | |
B | 10/23/2018 - 04/08/2020 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.