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Brooks Allen
BROOKS LAWRENCE ALLEN
CRD#: 7009470
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Investment Adviser
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Previous Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 6187 CARPINTERIA AVE
CARPINTERIA, CA 93013
Registration History
201820192020202120222023202420252026IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - 2019 (<1 year)IAONE CAPITAL MANAGEMENT, LLC (CRD# 114861)2022 - 2023 (1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2020 - 2022 (2 years)
License(s)

State Registrations

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California 5/13/2024

Current Registration(s)
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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6187 CARPINTERIA AVE, CARPINTERIA, CA 93013
Registered with this firm since 5/13/2024

Previous Registration(s)
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04/04/2022 - 07/17/2023 ONE CAPITAL MANAGEMENT, LLC (CRD#:114861) WESTLAKE VILLAGE, CA
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02/21/2020 - 05/05/2022 MERCER GLOBAL ADVISORS INC. (CRD#:147363) Sherman Oaks, CA
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12/28/2018 - 04/03/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PASADENA, CA
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Disclosures
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