Individual Firm
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GARY FREDERICK STROM
CRD#: 700947
IA
B
CREATIVEONE WEALTH, LLCCRD#: 281213 1225 Coast Village Road
Suite C
Santa Barbara, CA 93108
Suite C
Santa Barbara, CA 93108
SORRENTO PACIFIC FINANCIAL, LLCCRD#: 127787 1225 Coast Village Road, Suite C
Montecito, CA 93108
Montecito, CA 93108
0
Disclosures
53
Years of Experience
View By:
State Registrations
B
Arizona 5/16/2019
B
Minnesota 1/3/2023
B
California 7/31/2009
B
Nevada 7/31/2009
IA
California 10/26/2020
B
Oregon 1/11/2019
B
Florida 5/16/2019
B
Texas 5/16/2019
B
Georgia 5/16/2019
B
Washington 5/16/2019
B
Illinois 7/15/2021
SRO Registrations
B
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IA
Registered with this firm since 10/26/2020
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Registered with this firm since 7/31/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2002 - 11/05/2020 | Montecito, CA | |
B | 12/20/2002 - 07/31/2009 | SANTA BARBARA, CA | |
IA | 04/25/2002 - 01/14/2003 | SANTA BARBARA, CA | |
B | 09/13/2001 - 01/14/2003 | BOSTON, MA | |
IA | 10/09/2001 - 01/02/2003 | MONTECITO, CA | |
B | 09/15/2000 - 09/17/2001 | IRVINE, CA | |
B | 08/12/1998 - 09/13/2000 | LITTLETON, CO | |
B | 11/07/1996 - 08/18/1998 | SAN FRANCISCO, CA | |
B | 03/01/1996 - 11/11/1996 | SPRINGFIELD, MA | |
B | 01/26/1995 - 03/01/1996 | ||
B | 08/26/1992 - 12/31/1994 | BOSTON, MA | |
B | 02/13/1989 - 12/31/1990 | ||
B | 07/13/1983 - 01/21/1989 | NEW YORK, NY | |
B | 02/27/1975 - 08/11/1983 | ||
B | 04/17/1980 - 03/15/1982 | ||
B | 08/05/1969 - 03/25/1975 |
MONTECITO, CA
10/09/2001 - 01/02/2003
08/05/1969 - 03/25/1975
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.