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Johnny Mojica
CRD#: 7009297
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
Registration History
202020212022202320242025IAADVICE AND PLANNING SERVICES (CRD# 20472)2022 - Present (2 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 9/16/2020

B
Montana 9/16/2020

B
Alaska 9/16/2020

B
Nebraska 9/16/2020

B
Arizona 9/16/2020

B
Nevada 9/16/2020

B
Arkansas 9/16/2020

B
New Hampshire 9/16/2020

B
California 9/16/2020

B
New Jersey 9/16/2020

B
Colorado 9/16/2020

B
New Mexico 9/16/2020

B
Connecticut 9/16/2020

B
New York 9/16/2020

B
Delaware 9/16/2020

B
North Carolina 9/16/2020

B
District of Columbia 9/16/2020

IA
North Carolina 9/27/2022

B
Florida 9/16/2020

B
North Dakota 9/16/2020

B
Georgia 9/16/2020

B
Ohio 9/16/2020

B
Hawaii 9/16/2020

B
Oklahoma 9/16/2020

B
Idaho 9/16/2020

B
Oregon 9/16/2020

B
Illinois 9/16/2020

B
Pennsylvania 9/16/2020

B
Indiana 9/16/2020

B
Rhode Island 9/16/2020

B
Iowa 9/16/2020

B
South Carolina 9/16/2020

B
Kansas 9/16/2020

B
South Dakota 9/16/2020

B
Kentucky 9/16/2020

B
Tennessee 9/16/2020

B
Louisiana 9/16/2020

B
Texas 9/16/2020

B
Maine 9/16/2020

B
Utah 9/16/2020

B
Maryland 9/16/2020

B
Vermont 9/16/2020

B
Massachusetts 9/16/2020

B
Virginia 9/16/2020

B
Michigan 9/16/2020

B
Washington 9/16/2020

B
Minnesota 9/16/2020

B
West Virginia 9/16/2020

B
Mississippi 9/16/2020

B
Wisconsin 9/16/2020

B
Missouri 9/16/2020

B
Wyoming 9/16/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 9/27/2022

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 9/16/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/24/2020 - 08/19/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.