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Zachary David Kenny
ZACHARY D KENNY, Zachary Kenny
CRD#: 7009006
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1570 Omega Dr
Pittsburgh, PA 15205
Pittsburgh, PA 15205
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Florida 2/27/2025
B
Texas 2/27/2025
B
North Carolina 2/27/2025
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Texas 2/27/2025
IA
Pennsylvania 10/18/2024
B
Virginia 2/27/2025
B
Pennsylvania 10/21/2024
B
Washington 2/27/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 10/21/2024
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Registered with this firm since 10/18/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2019 - 06/29/2023 | SEVEN FIELDS, PA | |
B | 10/31/2019 - 06/29/2023 | SEVEN FIELDS, PA | |
IA | 01/14/2019 - 08/27/2019 | Pittsburgh, PA | |
B | 01/11/2019 - 08/27/2019 | Pittsburgh, PA | |
IA | 10/25/2018 - 12/18/2018 | WASHINGTON, PA | |
B | 09/19/2018 - 12/18/2018 | WASHINGTON, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.