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Sujatha Shankar Shenai
SUJATHA SHANKAR SHENAI
CRD#: 7008525
IA
B
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Suite 1900
Bellevue, WA 98004
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
Arizona 5/28/2021
B
Nevada 5/28/2021
B
California 5/28/2021
B
New Jersey 5/16/2022
B
Colorado 5/28/2021
B
New York 5/28/2021
B
Connecticut 5/28/2021
B
North Carolina 5/28/2021
B
District of Columbia 5/28/2021
B
Ohio 5/30/2021
B
Florida 5/28/2021
B
Oregon 5/28/2021
B
Georgia 5/28/2021
B
Pennsylvania 5/28/2021
B
Hawaii 1/14/2022
B
South Carolina 2/10/2025
B
Idaho 8/2/2021
B
Texas 5/28/2021
B
Illinois 5/28/2021
IA
Texas 6/1/2021
B
Indiana 5/28/2021
B
Utah 5/28/2021
B
Maine 5/28/2021
B
Virginia 5/28/2021
B
Maryland 6/27/2022
B
Washington 5/18/2021
B
Massachusetts 5/28/2021
IA
Washington 5/18/2021
B
Michigan 5/28/2021
B
Wisconsin 5/28/2021
B
Missouri 5/28/2021
B
Wyoming 5/28/2021
B
Montana 2/5/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/18/2021
B
Registered with this firm since 5/18/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2020 - 04/08/2021 | Bellevue, WA | |
B | 06/17/2020 - 04/08/2021 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.