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Sujatha Shankar Shenai
SUJATHA SHANKAR SHENAI
CRD#: 7008525
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Arizona 5/28/2021

B
Nevada 5/28/2021

B
California 5/28/2021

B
New Jersey 5/16/2022

B
Colorado 5/28/2021

B
New York 5/28/2021

B
Connecticut 5/28/2021

B
North Carolina 5/28/2021

B
District of Columbia 5/28/2021

B
Ohio 5/30/2021

B
Florida 5/28/2021

B
Oregon 5/28/2021

B
Georgia 5/28/2021

B
Pennsylvania 5/28/2021

B
Hawaii 1/14/2022

B
South Carolina 2/10/2025

B
Idaho 8/2/2021

B
Texas 5/28/2021

B
Illinois 5/28/2021

IA
Texas 6/1/2021

B
Indiana 5/28/2021

B
Utah 5/28/2021

B
Maine 5/28/2021

B
Virginia 5/28/2021

B
Maryland 6/27/2022

B
Washington 5/18/2021

B
Massachusetts 5/28/2021

IA
Washington 5/18/2021

B
Michigan 5/28/2021

B
Wisconsin 5/28/2021

B
Missouri 5/28/2021

B
Wyoming 5/28/2021

B
Montana 2/5/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 5/18/2021

B
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 5/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/07/2020 - 04/08/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Bellevue, WA
B
06/17/2020 - 04/08/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BELLEVUE, WA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.