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Detailed Report
MICHAEL AVERY
Michael Frederick Avery, Michael Avery
CRD#: 7008102
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 125 WESTERN AVE
PETALUMA, CA 94952
Registration History
2018201920202021202220232024202520262 FIRMS2024 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2024 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2024 (5 years)
License(s)

State Registrations

IA
Arizona 2/7/2024
B
Illinois 1/24/2024
B
Arizona 2/22/2024
B
Indiana 1/24/2024
B
California 1/24/2024
B
North Carolina 1/24/2024
IA
California 1/24/2024
B
Oregon 1/24/2024
B
Colorado 1/24/2024
B
Pennsylvania 1/24/2024
B
Florida 3/13/2025
B
Washington 1/24/2024
B
Hawaii 1/8/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
125 WESTERN AVE, PETALUMA, CA 94952
Registered with this firm since 1/24/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
125 WESTERN AVE, PETALUMA, CA 94952
Registered with this firm since 1/24/2024
Previous Registration(s)
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IA
 01/03/2019 - 01/25/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SANTA ROSA, CA
B
 11/29/2018 - 01/25/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SANTA ROSA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.