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Tiffany Renee Sanders
Tiffany Sanders
CRD#: 7005829
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
4/23/2020
Financial
Final
6/1/2016
Financial
Final
License(s)

State Registrations

B
Alabama 5/26/2021

B
Nebraska 4/22/2021

B
Alaska 4/28/2021

B
Nevada 4/3/2019

B
Arizona 1/17/2019

B
New Hampshire 4/22/2021

B
Arkansas 4/23/2021

B
New Jersey 4/22/2021

B
California 12/3/2018

B
New Mexico 4/23/2021

IA
California 12/3/2018

B
New York 2/14/2020

B
Colorado 4/23/2021

B
North Carolina 4/23/2021

B
Connecticut 4/23/2021

B
North Dakota 4/26/2021

B
Delaware 4/26/2021

B
Ohio 4/22/2021

B
District of Columbia 4/28/2021

B
Oklahoma 4/22/2021

B
Florida 3/26/2019

B
Oregon 6/6/2019

B
Georgia 4/23/2021

B
Pennsylvania 4/26/2021

B
Hawaii 3/29/2019

B
Puerto Rico 5/4/2021

B
Idaho 4/22/2021

B
Rhode Island 4/26/2021

B
Illinois 4/28/2021

B
South Carolina 4/26/2021

B
Indiana 4/27/2021

B
South Dakota 5/27/2021

B
Iowa 4/23/2021

B
Tennessee 4/23/2021

B
Kansas 4/23/2021

B
Texas 3/25/2019

B
Kentucky 4/23/2021

IA
Texas 3/25/2019

B
Louisiana 4/23/2021

B
Utah 4/23/2021

B
Maine 4/23/2021

B
Vermont 4/23/2021

B
Maryland 4/26/2021

B
Virgin Islands 7/16/2021

B
Massachusetts 4/23/2021

B
Virginia 4/22/2021

B
Michigan 9/25/2019

B
Washington 1/16/2019

B
Minnesota 4/23/2021

B
West Virginia 4/26/2021

B
Mississippi 4/22/2021

B
Wisconsin 4/23/2021

B
Missouri 4/23/2021

B
Wyoming 4/22/2021

B
Montana 4/23/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 12/3/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 10/26/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.