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Renee Rosenberger
Renee Wolfe
CRD#: 7003209
IA
B
TLG ADVISORS, INC.CRD#: 111052 Naperville, IL
THE LEADERS GROUP, INC.CRD#: 37157 Naperville, IL
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Disclosures
3
Years of Experience
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State Registrations
IA
Illinois 3/15/2023
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Illinois 3/17/2023
SRO Registrations
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IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2019 - 04/06/2021 | OAK BROOK, IL | |
B | 06/20/2019 - 04/06/2021 | OAK BROOK, IL | |
B | 01/01/2019 - 02/12/2019 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.