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Detailed Report
Connor Williams
CONNOR WILLIAMS, Connor Alan Williams
CRD#: 7002255
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 60 East South Temple
20th Floor
Salt Lake City, UT 84111
Registration History
2018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2018 - 2019 (<1 year)
License(s)

State Registrations

B
Alabama 12/18/2024
B
Nebraska 12/18/2024
B
Alaska 12/18/2024
B
Nevada 1/6/2021
B
Arizona 1/6/2021
B
New Hampshire 1/6/2021
B
Arkansas 12/18/2024
B
New Jersey 1/6/2021
B
California 11/5/2020
B
New Mexico 1/6/2021
IA
California 12/19/2020
B
New York 1/6/2021
B
Colorado 6/12/2023
B
North Carolina 1/6/2021
B
Connecticut 1/6/2021
B
North Dakota 10/11/2023
B
Delaware 12/18/2024
B
Ohio 5/15/2023
B
District of Columbia 1/6/2021
B
Oklahoma 1/6/2021
B
Florida 1/6/2021
B
Oregon 1/6/2021
B
Georgia 1/6/2021
B
Pennsylvania 3/17/2023
B
Hawaii 1/6/2021
B
Puerto Rico 12/18/2024
B
Idaho 5/12/2023
B
Rhode Island 12/18/2024
B
Illinois 1/6/2021
B
South Carolina 1/6/2021
B
Indiana 12/18/2024
B
South Dakota 11/25/2024
B
Iowa 12/18/2024
B
Tennessee 1/6/2021
B
Kansas 12/18/2024
B
Texas 1/6/2021
B
Kentucky 10/13/2023
IA
Texas 1/7/2021
B
Louisiana 12/18/2024
B
Utah 1/6/2021
B
Maine 12/18/2024
IA
Utah 10/14/2021
B
Maryland 5/21/2021
B
Vermont 12/18/2024
B
Massachusetts 1/6/2021
B
Virgin Islands 12/18/2024
B
Michigan 1/6/2021
B
Virginia 1/6/2021
B
Minnesota 1/6/2021
B
Washington 1/6/2021
B
Mississippi 12/18/2024
B
West Virginia 12/18/2024
B
Missouri 8/22/2023
B
Wisconsin 12/18/2024
B
Montana 12/18/2024
B
Wyoming 12/18/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
60 East South Temple 20th Floor, Salt Lake City, UT 84111
Registered with this firm since 12/19/2020
B
MORGAN STANLEY (CRD#:149777)
60 East South Temple 20th Floor, Salt Lake City, UT 84111
Registered with this firm since 11/5/2020
Previous Registration(s)
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B
 10/11/2018 - 05/20/2019 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.