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Josiah David Ball
CRD#: 7001145
IA
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WESTERN INTERNATIONAL SECURITIESCRD#: 39262 9301 Corbin Ave.
Ste. 1800
Northridge, CA 91324
Ste. 1800
Northridge, CA 91324
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Disclosures
6
Years of Experience
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State Registrations
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California 11/29/2022
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Colorado 11/29/2022
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California 11/30/2022
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Hawaii 11/29/2022
SRO Registrations
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Registered with this firm since 11/30/2022
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Registered with this firm since 11/29/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2019 - 12/05/2022 | Chino Hills, CA | |
B | 02/01/2019 - 12/05/2022 | Chino Hills, CA | |
B | 08/17/2018 - 01/30/2019 | SAN DIEGO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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