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Detailed Report
CONAN JAMES HEELAN
Conan James Heelan, Conan Heelan
CRD#: 7000897
IA
Investment Adviser
B
Broker
TRIBUTARY CAPITAL MANAGEMENT, LLCCRD#: 112528 1620 DODGE STREET
STOP 3399
OMAHA, NE 68197
NORTHERN LIGHTS DISTRIBUTORS, LLCCRD#: 126159 1620 DODGE STREET, MAIL STOP 1089
OMAHA, NE 68197
Registration History
201820192020202120222023202420252026BNORTHERN LIGHTS DISTRIBUTORS, LLC (CRD# 126159)2019 - Present (5 years)IATRIBUTARY CAPITAL MANAGEMENT, LLC (CRD# 112528)2018 - Present (6 years)
License(s)

State Registrations

IA
Nebraska 8/10/2018
B
Nebraska 11/15/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159)
1620 DODGE STREET, MAIL STOP 1089, OMAHA, NE 68197
Registered with this firm since 8/2/2019
IA
TRIBUTARY CAPITAL MANAGEMENT, LLC (CRD#:112528)
1620 DODGE STREET STOP 3399, OMAHA, NE 68197
Registered with this firm since 8/10/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.