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FELIX RUIZ
Felix Ruitz, Felix Ruiz, J Felix Ruiz Jr, J Felix Ruiz Jr, J Felix Ruiz
CRD#: 7000696
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3793 STATE STREET
SANTA BARBARA, CA 93105
Registration History
20182019202020212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2021 (<1 year)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2018 - 2020 (2 years)IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2019 - 2020 (1 year)
License(s)

State Registrations

B
Alabama 7/26/2021

B
Nebraska 7/26/2021

B
Alaska 7/26/2021

B
Nevada 7/26/2021

B
Arizona 7/26/2021

B
New Hampshire 7/26/2021

B
Arkansas 7/26/2021

B
New Jersey 7/26/2021

B
California 7/26/2021

B
New Mexico 7/26/2021

IA
California 1/14/2022

B
New York 7/26/2021

B
Colorado 7/26/2021

B
North Carolina 7/26/2021

B
Connecticut 7/26/2021

B
North Dakota 7/26/2021

B
Delaware 7/26/2021

B
Ohio 7/27/2021

B
District of Columbia 7/26/2021

B
Oklahoma 7/26/2021

B
Florida 7/26/2021

B
Oregon 7/26/2021

B
Georgia 7/26/2021

B
Pennsylvania 7/26/2021

B
Hawaii 7/26/2021

B
Puerto Rico 7/26/2021

B
Idaho 7/26/2021

B
Rhode Island 7/26/2021

B
Illinois 7/26/2021

B
South Carolina 7/26/2021

B
Indiana 7/26/2021

B
South Dakota 7/26/2021

B
Iowa 7/26/2021

B
Tennessee 7/26/2021

B
Kansas 7/26/2021

B
Texas 7/26/2021

B
Kentucky 7/26/2021

IA
Texas 1/18/2022

B
Louisiana 7/26/2021

B
Utah 7/26/2021

B
Maine 7/26/2021

B
Vermont 7/26/2021

B
Maryland 7/26/2021

B
Virgin Islands 7/26/2021

B
Massachusetts 7/26/2021

B
Virginia 7/26/2021

B
Michigan 7/26/2021

B
Washington 7/26/2021

B
Minnesota 7/26/2021

B
West Virginia 7/26/2021

B
Mississippi 7/26/2021

B
Wisconsin 7/26/2021

B
Missouri 7/26/2021

B
Wyoming 7/26/2021

B
Montana 7/26/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 1/14/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3793 STATE STREET, SANTA BARBARA, CA 93105
SANTA BARBARA, CA
Registered with this firm since 7/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/07/2021 - 05/03/2021 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Tempe, AZ
IA
12/23/2019 - 12/04/2020 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
B
12/06/2018 - 12/04/2020 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.