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MELISSA RIOS
CRD#: 7000640
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 DANBURY, CT
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 DANBURY, CT
Registration History
2018201920202021202220232024202520262 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2021 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 11/4/2022

B
Nebraska 11/4/2022

B
Alaska 11/4/2022

B
Nevada 11/4/2022

B
Arizona 11/4/2022

B
New Hampshire 11/4/2022

B
Arkansas 11/4/2022

B
New Jersey 11/4/2022

B
California 11/4/2022

B
New Mexico 11/4/2022

B
Colorado 11/4/2022

B
New York 11/4/2022

B
Connecticut 11/4/2022

IA
New York 1/11/2024

IA
Connecticut 11/22/2022

B
North Carolina 11/4/2022

B
Delaware 11/4/2022

B
North Dakota 11/4/2022

B
District of Columbia 11/4/2022

B
Ohio 11/4/2022

B
Florida 11/4/2022

B
Oklahoma 11/4/2022

B
Georgia 11/4/2022

B
Oregon 11/4/2022

B
Hawaii 11/4/2022

B
Pennsylvania 11/4/2022

B
Idaho 11/4/2022

B
Puerto Rico 11/4/2022

B
Illinois 11/4/2022

B
Rhode Island 11/4/2022

B
Indiana 11/4/2022

B
South Carolina 11/4/2022

B
Iowa 11/4/2022

B
South Dakota 11/4/2022

B
Kansas 11/4/2022

B
Tennessee 11/4/2022

B
Kentucky 11/4/2022

B
Texas 11/4/2022

B
Louisiana 11/4/2022

IA
Texas 11/22/2022

B
Maine 11/4/2022

B
Utah 11/4/2022

B
Maryland 11/4/2022

B
Vermont 11/4/2022

B
Massachusetts 11/4/2022

B
Virgin Islands 10/17/2023

B
Michigan 11/4/2022

B
Virginia 11/4/2022

B
Minnesota 11/4/2022

B
Washington 11/4/2022

B
Mississippi 11/4/2022

B
West Virginia 11/4/2022

B
Missouri 11/4/2022

B
Wisconsin 11/4/2022

B
Montana 11/4/2022

B
Wyoming 11/4/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
DANBURY, CT
Registered with this firm since 11/22/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
DANBURY, CT
Registered with this firm since 11/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2022 - 08/16/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CARMEL, NY
B
03/22/2022 - 08/16/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CARMEL, NY
IA
08/03/2021 - 12/22/2021 LPL FINANCIAL LLC (CRD#:6413) WAPPINGERS FALLS, NY
B
12/13/2018 - 12/22/2021 LPL FINANCIAL LLC (CRD#:6413) WAPPINGERS FALLS, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.