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Detailed Report
JIETING ZHANG
Katana Zhang
CRD#: 6999934
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLZ 19TH FL
[SUPPORT CENTER]
IRVINE, CA 92614
Registration History
2018201920202021202220232024202520262 FIRMS2021 - 2022 (<1 year)2 FIRMS2023 - Present (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2018 - 2021 (2 years)
License(s)

State Registrations

B
Arizona 7/31/2023
B
Nevada 7/31/2023
B
California 6/20/2023
B
New Mexico 9/21/2023
IA
California 6/20/2023
B
New York 7/31/2023
B
Colorado 9/21/2023
B
Ohio 9/22/2023
B
Connecticut 7/31/2023
B
Oregon 7/31/2023
B
Delaware 7/31/2023
B
South Carolina 7/31/2023
B
Florida 9/21/2023
B
South Dakota 7/31/2023
B
Georgia 7/31/2023
B
Texas 7/31/2023
B
Hawaii 9/21/2023
IA
Texas 7/31/2023
B
Idaho 9/21/2023
B
Utah 8/30/2023
B
Massachusetts 7/31/2023
B
Virginia 7/31/2023
B
Michigan 9/21/2023
B
Washington 7/31/2023
B
Missouri 9/21/2023
B
Wisconsin 7/31/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLZ 19TH FL [SUPPORT CENTER], IRVINE, CA 92614
Registered with this firm since 6/20/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLZ 19TH FL [SUPPORT CENTER], IRVINE, CA 92614
Registered with this firm since 6/20/2023
Previous Registration(s)
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IA
 08/30/2021 - 04/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) IRVINE, CA
B
 08/30/2021 - 04/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) IRVINE, CA
B
 11/29/2018 - 08/05/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.