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Ellie McKenzie Lien
Ellie M Brown
CRD#: 6993196
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 Chicago, IL
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Chicago, IL
Registration History
AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 7/10/2024

B
Montana 1/21/2025

B
Arkansas 1/21/2025

B
New Mexico 1/21/2025

B
California 7/10/2024

B
North Carolina 1/7/2025

B
Colorado 7/10/2024

B
Oregon 6/28/2024

B
Florida 1/7/2025

B
Texas 1/8/2025

B
Idaho 1/7/2025

B
Virginia 1/7/2025

B
Illinois 3/7/2024

B
Washington 6/24/2024

IA
Illinois 3/7/2024

B
Wyoming 1/7/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
Chicago, IL
Registered with this firm since 3/7/2024

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Chicago, IL
Registered with this firm since 1/29/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.