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Anthony Perez
CRD#: 6993133
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 364 ROUTE 211 E
MIDDLETOWN, NY 10940
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
7/16/2018
Financial
Final
License(s)

State Registrations

B
Alabama 3/8/2023

B
Nebraska 3/7/2023

B
Alaska 3/30/2023

B
Nevada 3/10/2023

B
Arizona 3/15/2023

B
New Hampshire 8/29/2019

B
Arkansas 3/22/2023

B
New Jersey 12/12/2018

B
California 8/28/2019

B
New Mexico 3/8/2023

B
Colorado 3/8/2023

B
New York 10/16/2018

B
Connecticut 10/16/2018

IA
New York 4/19/2021

IA
Connecticut 10/16/2018

B
North Carolina 8/25/2020

B
Delaware 9/5/2019

B
North Dakota 3/13/2023

B
District of Columbia 8/28/2019

B
Ohio 3/8/2023

B
Florida 12/11/2018

B
Oklahoma 3/13/2023

B
Georgia 3/10/2023

B
Oregon 3/8/2023

B
Hawaii 3/9/2023

B
Pennsylvania 12/12/2018

B
Idaho 3/9/2023

B
Puerto Rico 3/14/2023

B
Illinois 3/14/2023

B
Rhode Island 8/28/2019

B
Indiana 3/8/2023

B
South Carolina 7/6/2022

B
Iowa 3/8/2023

B
South Dakota 3/14/2023

B
Kansas 3/10/2023

B
Tennessee 3/8/2023

B
Kentucky 3/8/2023

B
Texas 12/11/2018

B
Louisiana 3/13/2023

IA
Texas 12/11/2018

B
Maine 8/28/2019

B
Utah 3/8/2023

B
Maryland 12/17/2018

B
Vermont 8/27/2019

B
Massachusetts 8/28/2019

B
Virgin Islands 3/8/2023

B
Michigan 3/10/2023

B
Virginia 3/8/2023

B
Minnesota 3/7/2023

B
Washington 3/7/2023

B
Mississippi 3/8/2023

B
West Virginia 3/9/2023

B
Missouri 3/9/2023

B
Wisconsin 3/9/2023

B
Montana 3/7/2023

B
Wyoming 3/13/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
364 ROUTE 211 E, MIDDLETOWN, NY 10940
405 WINDSOR HWY, NEW WINDSOR, NY 12584
Registered with this firm since 10/16/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
364 ROUTE 211 E, MIDDLETOWN, NY 10940
405 WINDSOR HWY, NEW WINDSOR, NY 12584
Registered with this firm since 9/14/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.