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Joel Padin
Joel Padinruiz
CRD#: 6993098
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
Fort Lauderdale, FL 33301
Fort Lauderdale, FL 33301
0
Disclosures
6
Years of Experience
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State Registrations
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Florida 6/27/2024
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Illinois 11/29/2021
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Florida 8/14/2024
IA
Illinois 11/29/2021
SRO Registrations
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Registered with this firm since 11/29/2021
IA
Registered with this firm since 11/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2019 - 07/13/2021 | BOCA RATON, FL | |
B | 10/04/2018 - 07/13/2021 | BOCA RATON, FL |
BOCA RATON, FL
01/14/2019 - 07/13/2021
BOCA RATON, FL
10/04/2018 - 07/13/2021
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.