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CAROLINE JONES
CAROLINE MARIE JONES, Caroline Jones
CRD#: 6993076
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 2327 FRANKFORD AVE
[SATELLITE]
PHILADELPHIA, PA 19125
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 11/23/2020

B
New York 11/23/2020

B
Delaware 11/23/2020

B
North Carolina 11/23/2020

B
District of Columbia 11/27/2024

B
Ohio 11/29/2024

B
Florida 11/23/2020

B
Pennsylvania 11/23/2020

B
Georgia 11/23/2020

IA
Pennsylvania 11/23/2020

B
Hawaii 11/23/2020

B
South Carolina 11/23/2020

B
Maryland 11/23/2020

B
Tennessee 9/6/2022

B
Massachusetts 11/23/2020

B
Virginia 11/23/2020

B
New Jersey 11/23/2020

B
Washington 11/23/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
2327 FRANKFORD AVE [SATELLITE], PHILADELPHIA, PA 19125
Registered with this firm since 11/23/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
2327 FRANKFORD AVE [SATELLITE], PHILADELPHIA, PA 19125
Registered with this firm since 11/23/2020

Previous Registration(s)
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IA
12/14/2018 - 11/25/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
B
09/24/2018 - 11/25/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.