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Harleen Kaur
CRD#: 6992940
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 20855 Stone Oak Pkwy, Floor 2
San Antonio, TX 78258
Registration History
20192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)BVICTORY CAPITAL SERVICES, INC. (CRD# 37059)2019 - 2020 (<1 year)BBBVA SECURITIES INC. (CRD# 27060)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Alabama 9/2/2020

B
Nebraska 9/2/2020

B
Alaska 9/2/2020

B
Nevada 9/2/2020

B
Arizona 9/2/2020

B
New Hampshire 9/2/2020

B
Arkansas 9/2/2020

B
New Jersey 9/2/2020

B
California 9/2/2020

B
New Mexico 9/2/2020

B
Colorado 9/2/2020

B
New York 9/2/2020

B
Connecticut 9/2/2020

B
North Carolina 9/2/2020

B
Delaware 9/2/2020

B
North Dakota 9/2/2020

B
District of Columbia 9/2/2020

B
Ohio 9/4/2020

B
Florida 9/2/2020

B
Oklahoma 9/2/2020

B
Georgia 9/2/2020

B
Oregon 9/2/2020

B
Hawaii 9/2/2020

B
Pennsylvania 9/2/2020

B
Idaho 9/2/2020

B
Puerto Rico 9/2/2020

B
Illinois 9/2/2020

B
Rhode Island 9/2/2020

B
Indiana 9/2/2020

B
South Carolina 9/2/2020

B
Iowa 9/2/2020

B
South Dakota 9/2/2020

B
Kansas 9/2/2020

B
Tennessee 9/2/2020

B
Kentucky 9/2/2020

B
Texas 9/2/2020

B
Louisiana 9/2/2020

IA
Texas 6/21/2022

B
Maine 9/2/2020

B
Utah 9/2/2020

B
Maryland 9/2/2020

B
Vermont 9/2/2020

B
Massachusetts 9/2/2020

B
Virgin Islands 9/2/2020

B
Michigan 9/2/2020

B
Virginia 9/2/2020

B
Minnesota 9/2/2020

B
Washington 9/2/2020

B
Mississippi 9/2/2020

B
West Virginia 9/2/2020

B
Missouri 9/2/2020

B
Wisconsin 9/2/2020

B
Montana 9/2/2020

B
Wyoming 9/2/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, Floor 2, San Antonio, TX 78258
San Antonio, TX
Registered with this firm since 6/21/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, Floor 2, San Antonio, TX 78258
San Antonio, TX
Registered with this firm since 9/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/29/2019 - 08/24/2020 VICTORY CAPITAL SERVICES, INC. (CRD#:37059) San Antonio, TX
B
03/04/2019 - 08/07/2019 BBVA SECURITIES INC. (CRD#:27060) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.