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QUENTIN LEE LAZARO
CRD#: 6991743
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 3201 Pioneers Blvd, Ste 208
Lincoln, NE 68502
Lincoln, NE 68502
LPL FINANCIAL LLCCRD#: 6413 3201 PIONEERS BLVD STE 208
LINCOLN, NE 68502
LINCOLN, NE 68502
0
Disclosures
6
Years of Experience
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State Registrations
B
Arkansas 5/1/2024
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Nebraska 5/2/2024
B
California 5/1/2024
B
Nevada 5/1/2024
B
Colorado 5/1/2024
B
Texas 5/1/2024
B
Florida 5/2/2024
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Texas 7/18/2024
B
Nebraska 5/1/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 5/2/2024
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Registered with this firm since 5/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/14/2018 - 05/01/2024 | LINCOLN, NE | |
IA | 10/03/2018 - 04/30/2024 | LINCOLN, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.