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Mary Margaret Kelley
Mary M Kelley, Mary Kelley
CRD#: 6988131
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 30050 CHAGRIN BOULEVARD
SUITE 200
PEPPER PIKE, OH 44124
Registration History
201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (5 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2018 - 2019 (1 year)
Disclosure(s)
View By:
8/14/2024
Judgment / Lien
License(s)

State Registrations

B
Ohio 10/24/2019

IA
Ohio 7/27/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
30050 CHAGRIN BOULEVARD SUITE 200, PEPPER PIKE, OH 44124
Cleveland, OH
Registered with this firm since 7/27/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
30050 CHAGRIN BOULEVARD SUITE 200, PEPPER PIKE, OH 44124
Cleveland, OH
Registered with this firm since 10/24/2019

Previous Registration(s)
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B
08/20/2018 - 10/07/2019 KEY INVESTMENT SERVICES LLC (CRD#:136300) PARMA, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.