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Detailed Report
Stephen Park
Eusik Park
CRD#: 6985789
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1200 MORRIS TPKE STE 3005
SHORT HILLS, NJ 07078
Registration History
201820192020202120222023202420252026IALPL FINANCIAL LLC (CRD# 6413)2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2021 - Present (3 years)BBOFA SECURITIES, INC. (CRD# 283942)2019 - 2021 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2019 (<1 year)IARANDY NEUMANN WEALTH MANAGEMENT (CRD# 129381)2022 - 2024 (1 year)
License(s)

State Registrations

B
Alabama 10/24/2023
B
Pennsylvania 10/24/2023
B
Connecticut 12/6/2023
B
South Carolina 8/8/2023
B
Florida 10/24/2023
IA
Texas 7/25/2023
B
Maryland 10/24/2023
B
Texas 3/3/2025
B
New Jersey 11/12/2021
B
Utah 10/24/2023
IA
New Jersey 3/14/2022
B
Vermont 10/24/2023
B
New York 11/12/2021
B
Virginia 4/19/2024
B
North Carolina 10/25/2023
B
Washington 2/16/2024
B
Oregon 10/24/2023
B
Wisconsin 10/24/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1200 MORRIS TPKE STE 3005, SHORT HILLS, NJ 07078
Registered with this firm since 3/14/2022
B
LPL FINANCIAL LLC (CRD#:6413)
1200 MORRIS TPKE STE 3005, SHORT HILLS, NJ 07078
Registered with this firm since 11/12/2021
Previous Registration(s)
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IA
 04/07/2022 - 01/03/2024 RANDY NEUMANN WEALTH MANAGEMENT (CRD#:129381) Upper Saddle River, NJ
B
 05/10/2019 - 10/25/2021 BOFA SECURITIES, INC. (CRD#:283942) NEW YORK, NY
B
 10/12/2018 - 05/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.